Many of our clients ask us how they should prepare for their upcoming safeguarding audit.
In order to help them determine they key areas that require their attention prior to their upcoming audit, we have created this high level check list.
Download it here today!
Enter your details to download our Safeguarding checklist today!
A member of our team discusses how fscom is trying to combat the uncertainties surrounding safeguarding:
'Safeguarding is not without its complexities and many of our clients feel there is a lack of clarity around what funds are relevant, when the obligation behings and ends and when reconciliation should happen. In fact, we recently wrote to the FCA on behalf of the industry to voice our concerns.'
We are specialists in providing regulatory advisory services to a broad range of financial services institutions including payment services and e-money, challenger banks, cryptocurrency, and investment firms.
We work across three core areas of regulatory compliance, financial crime and cyber security and provide a range of services including compliance advice, authorisations, audits, interim roles and compliance training.
At fscom, we strive to offer excellent service in a professional and personable manner. We deliver this through our unrivalled understanding of financial services regulation and a strong emphasis on taking a commercial and innovative approach that puts our clients’ needs first.
