In mid-December, the FCA issued a consultation paper (CP20/24) in which it set out the basis for the rules it intends to apply to the prudential requirements for UK investment firms authorised under MiFID II.
BRIEFING: The UK Investment Firm Prudential Regime (IFPR)
[fa icon='calendar'] 15-Jan-2021 10:03:46 / by Jamie Cooke posted in FCA, Investment firms, MIFID II, Investments, IFPR